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Blog Intellectual Property Law

The Conundrum of Priority Disputes: Isaac Newton versus Gottfried Wilhelm Leibniz

By: Rushika M 

“It is most useful that the true origins of memorable inventions be known, especially of those that were conceived not by accident but by an effort of meditation. The use of this is not merely that history may give everyone his due and others be spurred by the expectation of similar praise, but also that the art of discovery may be promoted and its method become known through brilliant examples.”[1]

-Gottfried Wilhelm Leibniz

One of the oldest and most controversial intellectual property disputes in the world is the peculiar case of Sir Isaac Newton and Gottfried Wilhelm Leibniz. As rightly described by Jason Socrates Bardi in the title of his book ‘Calculus Wars’, the dispute between Newton and Leibniz is the ‘greatest mathematical clash of all time’.[2]

The dispute between Newton and Leibniz was not an uncommon one, especially in the 17th century which has been described by the American science historian D. Meli as the “golden age of the mud-slinging priority disputes.”[3] Both men being great mathematical minds and accomplished intellectuals, claimed priority over the invention of Calculus. For those unaware, Calculus is the branch of mathematics that deals with the finding and properties of derivatives and integrals of functions, by methods originally based on the summation of infinitesimal differences.[4] In short, it is the study of continuous change.[5] Presently, the use of calculus is indispensable in many fields of science and mathematics such as physics, computer science, engineering, statistics, economics, medicine, and demography to name a few. Both, Newton and Leibniz sought to establish the same as their own invention. However, the distinguishing quality of their case is not only the nature and subject-matter of dispute but also the manner in which each sought to establish their priority.

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A brief description of the dispute is as follows. Infinitesimal calculus may be expressed in one of the two forms: (i) as a notation of fluxions or (ii) as a notation of differentials. Newton employed fluxions in his research which can be dated back to as early as 1666. However, he did not publish his work until the year 1693. On the other hand, Leibniz employed the method of using differentials and formulated his own notation which can be dated back to as early as 1675.[6] He also referenced the same in his letter addressed to Newton in the year 1677 and included it in his memoir of 1684.[7] The dispute between the two men arose when Newton claimed that Leibniz was made aware of Newton’s research long before he arrived at his own notation and hence, Newton was the first inventor of calculus, while Leibniz had only formulated another notation based on the principles and work of Newton.[8] Since the prevalent method of establishing priority in the 17th century was not in the form of first publication or registration as it is in the present era and the usual mechanisms were in the form of anagrams, sealed envelopes, correspondences or a private message exchanged between peers, etc., the dispute between Newton and Leibniz could not be effectively resolved on the basis of first publication.

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Primarily, evidence lies in favour of Leibniz’s claim of a notation independent of Newton’s for three reasons: (i) Leibniz, who is presumed to have acted in good faith, always alluded to his discovery being his original work and this claim was undisputed for a few years; (ii) his work was published long before Newton published his method of fluxions; and (iii) in his private papers, Leibniz demonstrated the originality of his derivations and their independence from Newton’s work. However, those contesting Leibniz’s claims questioned his good faith and believed that he had been acquainted with Newton’s work in or before 1675, the reason being that Leibniz frequently corresponded with a Mr. John Collins, who was not only well-acquainted with Newton’s work, but had also received copies of the same from Newtons mentor Isaac Barrow.[9] When, in 1849, C. I. Gerhardt found copies of Newton’s work in Leibniz’s manuscripts, the claims were further substantiated. However, since it is inconclusive as to when Leibniz obtained the copies, the same cannot be considered conclusive evidence in the matter. Doubts were also cast on Leibniz’s testimony when he anonymously published a slanderous review of Newton’s tract on quadrature implying that Newton had borrowed the idea of the fluxional calculus from Leibniz and when he deliberately altered or added to important documents before publishing them, and falsified a date on a manuscript.[10] In any event, the entire dispute was also tainted by a bias favouring Newton who, while serving as the President of the Royal Society, found favour in the committee report of the Society that presided over the dispute. Although the matter came to a temporary end with the death of Leibniz and the modern consensus is that both Newton and Leibniz developed their ideas independently, debates between the supporters of the two persist to this day.

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Upon a brief analysis of the above dispute, two things are evident: (i) that much of the dispute between Newton and Leibniz was caused by assumptions which were often unsubstantiated; and (ii) the evidence presented by the gentlemen was mostly testimonial or by way of hearsay. It was perhaps due to this reason that the dispute remains unresolved to this day. Or perhaps it was the nature of the dispute resolution mechanism at the time that is to blame. Irrespective of the same, what remains consistent to this day is the topical nature of priority disputes, may it be in the field of science and mathematics, or literature, or any other domain, thus resulting in the substantial growth and relevance of intellectual property laws and jurisprudence.

At present, in India, the Indian Patents Act, 1970 is the one comprehensive law that safeguards the interests of inventors or patent holders in India. The Patents Act, 1977 would be the legal authority in the European Union, including the United Kingdom of Great Britain and Northern Ireland. A priority dispute today would be resolved under the dispute resolution mechanisms of these laws and such being the case, the standard of evidence required to prove the claims of either party would be far greater than those evidenced by Newton and Leibniz during the 17th century. It is likely that the dispute would not even have persisted for as long as it did at the time. Regardless, the case of Sir Isaac Newton and Gottfried Wilhelm Leibniz is a memorable one and one of immense significance not only to academicians and scientists, but also to legal practitioners in the field of intellectual property law.

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[1] G. W. Leibniz, The Early Mathematical Manuscripts of Leibniz; Translated and with an Introduction by J. M. Child, The Open Court Publishing Company, 1920. (Reprinted by Dover Publications, 2005.)

[2] BARDI, J. S. (2006). The calculus wars: Newton, Leibniz, and the greatest mathematical clash of all time. New York, Thunder’s Mouth Press.

[3] Hans Gaab and Pierre Leich Simon Marius and His Research, Springer, 2019.

[4] Oxford Languages, Calculus.

https://www.google.com/search?q=calculus+meaning&rlz=1C1CHBF_enIN859IN859&oq=calculus+&aqs=chrome.3.69i59l2j69i57j0i433j46j69i60j69i61j69i60.4602j0j7&sourceid=chrome&ie=UTF-8

[5] Cambridge English Dictionary, Calculus. https://dictionary.cambridge.org/dictionary/english/calculus

[6] Norma B. Goethe, Philip Beeley and David Rabouin, The Interrelations Between Mathematics and Philosophy in Leibniz’s Thought,  http://ndl.ethernet.edu.et/bitstream/123456789/57413/1/19.pdf.pdf#page=119

[7] Blank, B. E. 2009 Review of J. S. Bardi: The Calculus wars. Notices of the AMS 56:602–610.

[8] Sir Isaac Newton, The Correspondence of Isaac Newton, 7 v., edited by H. W. Turnbull, J. F. Scott, A. Rupert Hall, and Laura Tilling, Cambridge University Press, 1959–1977.

[9] Supra, 6.

[10] Ibid.

Categories
Blog Cyber Laws

Landmark Cyber Law cases in India

By:-Muskan Sharma

Introduction

Cyber Law, as the name suggests, deals with statutory provisions that regulate Cyberspace. With the advent of digitalization and AI (Artificial Intelligence), there is a significant rise in Cyber Crimes being registered. Around 44, 546 cases were registered under the Cyber Crime head in 2019 as compared to 27, 248 cases in 2018. Therefore, a spike of 63.5% was observed in Cyber Crimes[1].

The legislative framework concerning Cyber Law in India comprises the Information Technology Act, 2000 (hereinafter referred to as the “IT Act”) and the Rules made thereunder. The IT Act is the parent legislation that provides for various forms of Cyber Crimes, punishments to be inflicted thereby, compliances for intermediaries, and so on.

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However, the IT Act is not exhaustive of the Cyber Law regime that exists in India. There are some judgments that have evolved the Cyber Law regime in India to a great extent. To fully understand the scope of the Cyber Law regime, it is pertinent to refer to the following landmark Cyber Law cases in India:

  1. Shreya Singhal v. UOI[2]

In the instant case, the validity of Section 66A of the IT Act was challenged before the Supreme Court.

Facts: Two women were arrested under Section 66A of the IT Act after they posted allegedly offensive and objectionable comments on Facebook concerning the complete shutdown of Mumbai after the demise of a political leader. Section 66A of the IT Act provides punishment if any person using a computer resource or communication, such information which is offensive, false, or causes annoyance, inconvenience, danger, insult, hatred, injury, or ill will.

The women, in response to the arrest, filed a petition challenging the constitutionality of Section 66A of the IT Act on the ground that it is violative of the freedom of speech and expression.

Decision: The Supreme Court based its decision on three concepts namely: discussion, advocacy, and incitement. It observed that mere discussion or even advocacy of a cause, no matter how unpopular, is at the heart of the freedom of speech and expression. It was found that Section 66A was capable of restricting all forms of communication and it contained no distinction between mere advocacy or discussion on a particular cause which is offensive to some and incitement by such words leading to a causal connection to public disorder, security, health, and so on.

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In response to the question of whether Section 66A attempts to protect individuals from defamation, the Court said that Section 66A condemns offensive statements that may be annoying to an individual but not affecting his reputation.

However, the Court also noted that Section 66A of the IT Act is not violative of Article 14 of the Indian Constitution because there existed an intelligible difference between information communicated through the internet and through other forms of speech. Also, the Apex Court did not even address the challenge of procedural unreasonableness because it is unconstitutional on substantive grounds.

  1. Shamsher Singh Verma v. State of Haryana[3]

In this case, the accused preferred an appeal before the Supreme Court after the High Court rejected the application of the accused to exhibit the Compact Disc filed in defence and to get it proved from the Forensic Science Laboratory.

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The Supreme Court held that a Compact Disc is also a document. It further observed that it is not necessary to obtain admission or denial concerning a document under Section 294 (1) of CrPC personally from the accused, the complainant, or the witness.

  1. Syed Asifuddin and Ors. v. State of Andhra Pradesh and Anr.[4]

Facts: The subscriber purchased a Reliance handset and Reliance mobile services together under the Dhirubhai Ambani Pioneer Scheme. The subscriber was attracted by better tariff plans of other service providers and hence, wanted to shift to other service providers. The petitioners (staff members of TATA Indicom) hacked the Electronic Serial Number (hereinafter referred to as “ESN”). The Mobile Identification Number (MIN) of Reliance handsets were irreversibly integrated with ESN, the reprogramming of ESN made the device would be validated by Petitioner’s service provider and not by Reliance Infocomm.

Questions before the Court: i) Whether a telephone handset is a “Computer” under Section 2(1)(i) of the IT Act?

  1. ii) Whether manipulation of ESN programmed into a mobile handset amounts to an alteration of source code under Section 65 of the IT Act?

Decision: (i) Section 2(1)(i) of the IT Act provides that a “computer” means any electronic, magnetic, optical, or other high-speed data processing device or system which performs logical, arithmetic, and memory functions by manipulations of electronic, magnetic, or optical impulses, and includes all input, output, processing, storage, computer software or communication facilities which are connected or related to the computer in a computer system or computer network. Hence, a telephone handset is covered under the ambit of “computer” as defined under Section 2(1)(i) of the IT Act.

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(ii)  Alteration of ESN makes exclusively used handsets usable by other service providers like TATA Indicomm. Therefore, alteration of ESN is an offence under Section 65 of the IT Act because every service provider has to maintain its own SID code and give its customers a specific number to each instrument used to avail the services provided. Therefore, the offence registered against the petitioners cannot be quashed with regard to Section 65 of the IT Act.

  1. Shankar v. State Rep[5]

Facts: The petitioner approached the Court under Section 482, CrPC to quash the charge sheet filed against him. The petitioner secured unauthorized access to the protected system of the Legal Advisor of Directorate of Vigilance and Anti-Corruption (DVAC) and was charged under Sections 66, 70, and 72 of the IT Act.

Decision: The Court observed that the charge sheet filed against the petitioner cannot be quashed with respect to the law concerning non-granting of sanction of prosecution under Section 72 of the IT Act.

  1. Christian Louboutin SAS v. Nakul Bajaj & Ors.[6]

Facts: The Complainant, a Luxury shoes manufacturer filed a suit seeking an injunction against an e-commerce portal www.darveys.com for indulging in a Trademark violation with the seller of spurious goods.

The question before the Court was whether the defendant’s use of the plaintiff’s mark, logos, and image are protected under Section 79 of the IT Act.

Decision: The Court observed that the defendant is more than an intermediary on the ground that the website has full control over the products being sold via its platform. It first identifies and then promotes third parties to sell their products. The Court further said that active participation by an e-commerce platform would exempt it from the rights provided to intermediaries under Section 79 of the IT Act.

  1. Avnish Bajaj v. State (NCT) of Delhi[7]

Facts: Avnish Bajaj, the CEO of Bazee.com was arrested under Section 67 of the IT Act for the broadcasting of cyber pornography. Someone else had sold copies of a CD containing pornographic material through the bazee.com website.

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Decision: The Court noted that Mr. Bajaj was nowhere involved in the broadcasting of pornographic material. Also, the pornographic material could not be viewed on the Bazee.com website. But Bazee.com receives a commission from the sales and earns revenue for advertisements carried on via its web pages.

The Court further observed that the evidence collected indicates that the offence of cyber pornography cannot be attributed to Bazee.com but to some other person. The Court granted bail to Mr. Bajaj subject to the furnishing of 2 sureties Rs. 1 lakh each. However, the burden lies on the accused that he was merely the service provider and does not provide content.

  1. State of Tamil Nadu v. Suhas Katti[8]

The instant case is a landmark case in the Cyber Law regime for its efficient handling made the conviction possible within 7 months from the date of filing the FIR.

Facts: The accused was a family friend of the victim and wanted to marry her but she married another man which resulted in a Divorce. After her divorce, the accused persuaded her again and on her reluctance to marrying him, he took the course of harassment through the Internet. The accused opened a false e-mail account in the name of the victim and posted defamatory, obscene, and annoying information about the victim.

A charge-sheet was filed against the accused person under Section 67 of the IT Act and Section 469 and 509 of the Indian Penal Code, 1860.

Decision: The Additional Chief Metropolitan Magistrate, Egmore convicted the accused person under Section 469 and 509 of the Indian Penal Code, 1860 and Section 67 of the IT Act. The accused was subjected to the Rigorous Imprisonment of 2 years along with a fine of Rs. 500 under Section 469 of the IPC, Simple Imprisonment of 1 year along with a fine of Rs. 500 under Section 509 of the IPC, and Rigorous Imprisonment of 2 years along with a fine of Rs. 4,000 under Section 67 of the IT Act.

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  1. CBI v. Arif Azim (Sony Sambandh case)

A website called www.sony-sambandh.com enabled NRIs to send Sony products to their Indian friends and relatives after online payment for the same.

In May 2002, someone logged into the website under the name of Barbara Campa and ordered a Sony Colour TV set along with a cordless telephone for one Arif Azim in Noida. She paid through her credit card and the said order was delivered to Arif Azim. However, the credit card agency informed the company that it was an unauthorized payment as the real owner denied any such purchase.

A complaint was therefore lodged with CBI and further, a case under Sections 418, 419, and 420 of the Indian Penal Code, 1860 was registered. The investigations concluded that Arif Azim while working at a call center in Noida, got access to the credit card details of Barbara Campa which he misused.

The Court convicted Arif Azim but being a young boy and a first-time convict, the Court’s approach was lenient towards him. The Court released the convicted person on probation for 1 year. This was one among the landmark cases of Cyber Law because it displayed that the Indian Penal Code, 1860 can be an effective legislation to rely on when the IT Act is not exhaustive.

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  1. Pune Citibank Mphasis Call Center Fraud

Facts: In 2005, US $ 3,50,000 were dishonestly transferred from the Citibank accounts of four US customers through the internet to few bogus accounts. The employees gained the confidence of the customer and obtained their PINs under the impression that they would be a helping hand to those customers to deal with difficult situations. They were not decoding encrypted software or breathing through firewalls, instead, they identified loopholes in the MphasiS system.

Decision: The Court observed that the accused in this case are the ex-employees of the MphasiS call center. The employees there are checked whenever they enter or exit. Therefore, it is clear that the employees must have memorized the numbers. The service that was used to transfer the funds was SWIFT i.e. society for worldwide interbank financial telecommunication. The crime was committed using unauthorized access to the electronic accounts of the customers. Therefore this case falls within the domain of ‘cyber crimes”. The IT Act is broad enough to accommodate these aspects of crimes and any offense under the IPC with the use of electronic documents can be put at the same level as the crimes with written documents.

The court held that section 43(a) of the IT Act, 2000 is applicable because of the presence of the nature of unauthorized access that is involved to commit transactions. The accused were also charged under section 66 of the IT Act, 2000 and section 420 i.e. cheating, 465,467 and 471 of The Indian Penal Code, 1860.

  1. SMC Pneumatics (India) Pvt. Ltd. vs. Jogesh Kwatra[9]

Facts: In this case, Defendant Jogesh Kwatra was an employee of the plaintiff’s company. He started sending derogatory, defamatory, vulgar, abusive, and filthy emails to his employers and to different subsidiaries of the said company all over the world to defame the company and its Managing Director Mr. R K Malhotra. In the investigations, it was found that the email originated from a Cyber Cafe in New Delhi. The Cybercafé attendant identified the defendant during the enquiry. On 11 May 2011, Defendant was terminated of the services by the plaintiff.

Decision: The plaintiffs are not entitled to relief of perpetual injunction as prayed because the court did not qualify as certified evidence under section 65B of the Indian Evidence Act. Due to the absence of direct evidence that it was the defendant who was sending these emails, the court was not in a position to accept even the strongest evidence. The court also restrained the defendant from publishing, transmitting any information in the Cyberspace which is derogatory or abusive of the plaintiffs.

Conclusion

The Cyber Law regime is governed by the IT Act and the Rules made thereunder. Also, one may take recourse to the provisions of the Indian Penal Code, 1860 when the IT Act is unable to provide for any specific type of offence or if it does not contain exhaustive provisions with respect to an offence.

However, the Cyber Law regime is still not competent enough to deal with all sorts of Cyber Crimes that exist at this moment. With the country moving towards the ‘Digital India’ movement, the Cyber Crimes are evolving constantly and new kinds of Cyber Crimes enter the Cyber Law regime each day. The Cyber Law regime in India is weaker than what exists in other nations.

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Hence, the Cyber Law regime in India needs extensive reforms to deal with the huge spike of Cyber Crimes each year.

[1] “Crime in India – 2019” Snapshots (States/UTs), NCRB, available at: https://ncrb.gov.in/sites/default/files/CII%202019%20SNAPSHOTS%20STATES.pdf (Last visited on 25th Feb; 2021)

[2] (2013) 12 SCC 73

[3] 2015 SCC OnLine SC 1242

[4] 2005 CriLJ 4314

[5] Crl. O.P. No. 6628 of 2010

[6] (2018) 253 DLT 728

[7] (2008) 150 DLT 769

[8] CC No. 4680 of 2004

[9] CM APPL. No. 33474 of 2016

Categories
Blog Intellectual Property Law

Theories of Intellectual Property Rights

By: Vallabhi Rastogi

INTRODUCTION

With the introduction and implementation of ‘Digital India’, major segment of the Indian population has shifted to undertaking online transactions and availing the services offered over the internet. This shift is also because the Government has offered additional benefits for online transactions so as to promote digitization. This increased use of internet has largely exposed Intellectual Property to several risks since it has made “illegitimate copying and reproducing quite easier.”[1] According to World Intellectual Property Organization, “Intellectual Property (IP) refers to creations of the mind, such as inventions; literary and artistic works; designs; and symbols, names and images used in commerce”. Intellectual property being intangible needs to be protected by law in the same sense as corporeal property and therefore, copyright, patent, trademark, trade secrets are some mechanisms under intellectual property rights (IPR) that protect novel innovation from being imitated without permission.

IPR is not a recent concept rather it has evolved a lot subsequent to the industrial revolution in Europe when industrial advancement was at its peak. However, codification of laws relating to intellectual property started in the 19th century. Since then, “IPR have been instilling confidence among creators that their intellectual property is protected, thereby encouraging further innovations.”[2]

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IPR has played a significant role in keeping original ideas and technical productions safe from being illegally copied and manipulated and has fostered creativity and innovations. In order to safeguard such intangible property, many industries across the globe have resorted to IP rights. Sports, Information Technology, Fashion industry, Entertainment, Biotechnology, Pharmaceutical industry are some of those sectors that have readily adapted IPR with the view of legally “safeguarding ownership, thereby, providing distinct identity”[3] and encouraging innovators to conceive and create more ideas.

Intellectual Property Rights acts as a motivation by instilling a sense of trust and ownership in the creators as their creations are safe even when available over the internet. Considering the technological advancement and innovative creations in the current times, it has become a necessity to legally protect them and therefore, enforcement of intellectual property rights backs such inventions and artworks.

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THEORIES OF INTELLECTUAL PROPERTY RIGHTS

Intellectual Property and the importance of IPR traces its origin back to and relevance from the theories of renowned philosophers such as John Locke, Immanuel Kant, John Stuart Mill, Jeremy Bentham, Georg Hegel, etc. The ideologies and theories propounded by them act as the supporting pillar of the jurisprudential aspect of intellectual property rights. The theories of IPR that this paper will talk about are

  1. The Natural Rights Theory
  2. Ethic and Reward Theory
  3. Utilitarian or Incentive Theory
  4. Personhood Theory

 

THE NATURAL RIGHTS THEORY

This theory is fundamentally based on John Locke’s concept that an owner possesses a natural right over the things that he produces with the help of his own labor and efforts, either physical or intellectual. Therefore, ownership arises from the labor and innovation of person creating it. Locke believed that “individuals are entitled to control the fruits of their own labor. In his perspective, a person, who cultivates crops by using his own labor or creates a new invention by putting his efforts, naturally obtains property rights,”[4] merely by the virtue of adding his own labor. Similarly, the natural rights theory of intellectual property reflects that an individual naturally acquires ownership of the artwork that he creates or literary work that he authors because he added his own intellectual labor in it.

Locke based his theory on the idea that when a person puts his labor in an unowned object, his labor gets amalgamated with the new object that is then created, which cannot be separated without causing damage to the novel creation thus made. The creator then acquires natural rights over the object in which he applied his intellectual labor. Once the person acquires the property right, his original creation is protected from being used, transferred or manipulated by another person. Any such breach of the intellectual property right of the creator / owner would be against the law.

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ETHIC AND REWARD THEORY

An owner or creator is legally protected under IPR for his novel creations by granting him exclusive rights over the work he produces. These exclusive rights include the right to enjoy the property, exclude others from enjoying it and to dispose the property in any manner he likes. The creator is rewarded for contributing to the welfare of the society by producing his work, however, when an ethical or moral perspective is involved while rewarding it falls under this theory of intellectual property rights. This theory emanates from the concept that granting exclusive rights on an original work are “an expression of gratitude to an author for doing more than the society expects or feels that they are obliged to do.”[5] It implies that other than the profit or remuneration for his production, if any, the individual should also be granted exclusive legal rights over the property so produced since he contributed for the betterment of community.

Ethic and Reward Theory suggests that for producing the original work, the creator might have been given some reward in form of royalty or otherwise, and then the creator should be rewarded again with exclusive legal rights over his novel production since he contributed something for ‘social utility’ that would benefit the society at large. The thinkers supporting this theory believe that the individual who put his intellectual labor for social good must be fairly compensated with his contribution being respected and this can be done by granting him exclusive rights. These exclusive rights act as moral and ethical rewards since the creator would be legally protected under IPR.

Critiques against this theory have contended that just like a person is not punished twice for doing something offensive that causes displeasure to the people similarly, a person who has contributed to the society should also not be rewarded twice.

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UTILITARIAN OR INCENTIVE THEORY

Utilitarianism is “greatest good for the greatest number” which basically implies happiness of the maximum number of people. Therefore, the conduct which causes happiness of a large number of people should be appreciated and promoted whereas the conduct which causes displeasure to the society should be avoided or discouraged. Propounded by Jeremy Bentham and John S. Mill, the concept of utilitarianism helps in socio-cultural and economical progress. Likewise, while inferring it in intellectual property utilitarian concept plays a significant role.

As and when a person creates a product or there is technological innovation within a community, the society benefits from the advancement and progress. Since this progress benefits and causes happiness of the society at large, such innovation and creations are to be promoted and encouraged.  Such encouragement can be done by granting exclusive rights to the creator as he has worked hard to empower the society and cause pleasure to the maximum number of people. This will not only create a sense of motivation to put in more efforts but would also make him believe that he and his work are rightfully respected and recognized. Therefore, the authorities or administration are expected to grant such rights and recognize their efforts.

However, while creating and designing the work, the cost of production might be too high. So, the incentive given to the creator might not be sufficient enough to cover the costs incurred. This might discourage the creator as well, thus, preventing him to further experiment and produce.

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PERSONHOOD THEORY

This jurisprudential theory was propounded by famous thinkers like Immanuel Kant and Georg Hegel. Personhood theory of intellectual property rights states that while applying labor to produce some work, a person also incorporates some part of his personality in the creation. An “individual’s personality growth is inherent”[6] and thereby, constitutes an integral part of the creative works. Since exclusive property rights are granted over the creative works and original productions, the creator also gains rights over the personality that is developed during the process. This right to “protect the development of personality extends to material things”[7] as well.

These rights emphasize more on preserving and safeguarding interests related to personality rather than merely protecting the monetary interests. Other than the right to fiscal advantage, the maker should also be given the right to safeguard his personality infused with the creation. Intellectual Property Rights should include protection of both creativity and every other thing incorporated in it.

There exists a loophole in this theory if we consider the fact that once the original work is produced, it is distinct from the creator. As the work becomes available to the public, it is up to them as how they receive and treat it. Therefore, it is not dependent on the person creating it.

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CONCLUSION

It is a well-established fact that Intellectual Property Rights have been quite effective and successful in protecting the novel creations that have facilitated in the upliftment and growth of any nation. They have bolstered and encouraged the society to produce more. It is quite evident that in this age of technological development and increased creation of artworks, competitiveness has found its way. As a result, people might indulge in unfair practices to manipulate or copy other’s creations or use them illegitimately to create something new. To mitigate such incidences, intellectual property rights through patents, trademarks, copyrights and trade secrets have found a permanent place. It ensures that there is no unhealthy competition or any kind of unfair practices. Intellectual Property rights acts as incentives to the individuals who are in the field of research and experimentation. Such encouragements give them a feeling of recognition. These rights not only provide ownership right but also recognize and reward them for their efforts and labor. It protects the economic interests of creators as well.

Each theory has its own approach and perspective of inferring intellectual property rights. There is no specific right or wrong with regards to a theory. Different individuals might relate and favor different theories.

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There has been a recent surge in the requirement and use of IPR laws in India. Indian Courts of Law have been reasonably strict in regulating intellectual property rights and awarding punitive damages to deter further infringement. “Prioritizing IPR has become necessary for socio-economic development.”[8]

Based on these theories there are some loopholes and incongruities which need to be looked into. Moreover, with changing times and continuous advancement, there can be several challenges which the existing IPR laws might have to cope with. The coming years would be very essential to evaluate the progress and improvisation of domestic IPR laws in comparison with the international ones. It would be interesting to see how IPR laws unfold in the upcoming years.

[1] The Effects of the Internet on Intellectual Property Rights, SACRAMENTO INTELLECTUAL PROPERTY LAW BLOG (Mar 27, 2017). https://www.petersonwatts.com/blog/2017/03/the-effects-of-the-internet-on-intellectual-propertyrights/#:~:text=Patents%2C%20trademarks%20and%20copyrights%20are,protected%20to %20the%20fullest%20extent.

[2] Varun Sharma & Gautam Kumar, Patent Litigation – Trend and Development, CHAMBERS AND PARTNERS, (2020).https://practiceguides.chambers.com/practice-guides/patent-litigation-2020/india/trends-and-developments.

[3]Singh and Associates, India: Role of IPR in Sports, MONDAQ (May 22, 2019). https://www.mondaq.com/india/sport/808132/role-of-ipr-in-sports

[4] Adam Moore & Ken Himma, Intellectual Property, Stanford Encyclopedia of Philosophy (Oct 10, 2018) https://plato.stanford.edu/entries/intellectual-property/.

[5] L. BENTLY & B. SHERMAN, INTELLECTUAL PROPERTY LAW 36 (3RD ED. 2008).

[6] Jane Secker, Considering Theories of Intellectual Property on World IP Day, UK COPYRIGHT LITERACY, (2018), https://copyrightliteracy.org/2018/04/26/considering-theories-of-intellectual-property-on-world-ip-day/.

[7] Mikhalien du Bois, Justificatory Theories for Intellectual Property Viewed Through the Constitutional Prism, PER/PELJ (2018). http://www.scielo.org.za/pdf/pelj/v21n1/19.pdf.

[8] Varun Sharma & Gautam Kumar, Patent Litigation – Trend and Development, CHAMBERS AND PARTNERS, (2020).https://practiceguides.chambers.com/practice-guides/patent-litigation-2020/india/trends-and-developments.

Categories
Criminal Law

Plea Bargaining in India and USA -A Comparative Study

By: Muskan Sharma

Concept of Plea Bargaining

Plea Bargaining is a process where the accused is asked to plead guilty in exchange of the judge acting lenient while awarding punishment or considering the seriousness of the offence. It is derived from the Latin phrase ‘Nolo Contendere’ which means ‘I do not wish to contend’ i.e. a plea of ‘No contest’. Plea Bargaining is a situation where the accused admits that the charges levelled against him are true and that he will not contend a query to the Court to decide over his guilt.

The concept of Plea Bargaining was not originally introduced into the Indian legal system but into USA. However, the Law Commission’s efforts promoted the insertion of the provisions concerning Plea Bargaining via its 142nd, 154th, and 177th reports. A new chapter on ‘Plea Bargaining’ was introduced into the Criminal Procedure Code based on the recommendations of the Law Commission for certain offences.

There are three types of Plea Bargaining namely, Sentence Bargaining, Charge Bargaining, and Fact Bargaining.

The concept of ‘Plea Bargaining’ is operative in both India and USA but the practice is not identical. However, it is pertinent to know about the concept of Plea Bargaining and landmark cases associated to it in both legal systems separately for a fruitful comparison between the two.

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Plea Bargaining in USA

In USA, the accused can put forward one of the three pleas i.e. Guilty, Not Guilty, and Nolo Contendere. Under the doctrine of Nolo Contendere, the plea is treated as an implied confession of guilt or that the Court will decide on the point of his guilt.

However, the Court is not bound to accept such a plea of the accused. It is the discretionary power of the Court to either accept or reject such plea, considering the facts and circumstances of each case presented to it. The Court is supposed to ensure that the plea should be put forward voluntarily by the accused and absence of duress and coercion. The accused must receive the protection of secrecy. Plea Bargaining gained momentum due to the overcrowding in prisons of USA.

Landmark Cases in USA

  • State exrel Clark Adams[1]

In the instant case, the Court explained the doctrine of ‘Nolo Contendere’. The Court held that the plea of ‘Nolo Contendere’ also known as ‘Plea of Nolvut’ means the accused does not wish to contend.

  • United States Risfield[2]

The Court observed that in a criminal action in which an application for Plea Bargaining has been made, the adjudication by the Court in relation to the plea of guilty is not necessary. However, the Court may impose sentence on the accused person immediately.

  • Lott United States[3]

The Court held that the plea being tantamount to an admission of guilt, is not conviction but merely a determination of guilt.

  • Bordenkircher Haynes[4]

In this case, the US Supreme Court upheld the constitutionality of Plea Bargaining while awarding life imprisonment to the accused person who rejected to plead guilty for imprisonment for a term of five years. The Supreme Court observed a slight possibility that the accused person may be coerced to choose among the lesser of the two punishments.

The Supreme Court further observed that there is no probability of coercion or duress if the accused person is free to either accept or reject the offer made by the prosecutor during the negotiation process for Plea Bargaining.

  • Brady United States[5]

In the instant case, the Supreme Court held that the consensus reached out of fear that the trial will result into death penalty will not make the process of Plea Bargaining illegitimate. If the process of Plea Bargaining has been properly conducted and controlled, it is legitimate.

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Plea Bargaining in India

Section 265A to 265L (Chapter XXI A) of the Criminal Procedure Code, 1973 (hereinafter referred to as “CrPC”) contain provisions concerning ‘Plea Bargaining’.

Section 265A of CrPC provides who is eligible to take benefit of Plea Bargaining. According to the provisions of Section 265A, any accused may take the course of Plea Bargaining except the accused charged with offences that are punishable with death or life imprisonment or imprisonment for a term more than seven years. Also, an accused charged with an offence against a woman or a child below fourteen years of age or affecting the socio-economic conditions of the country, is also not allowed to take the course of Plea Bargaining.

Section 265B provides for the procedure to file an application for Plea Bargaining. The application must contain all details of the case accompanied by a sworn affidavit. Afterwards, the Court may examine the accused to satisfy itself of the fact that the accused has filed such application voluntarily. If the accused satisfies the Court of the voluntariness, the Court provides some time for the mutual satisfactory disposition of the case. If in case, the accused fails to satisfy the Court that he has filed the application voluntarily or that he has been convicted with the same offence previously, the Court may proceed from the stage the application has been filed before it.

Section 265C contains guidelines for mutually satisfactory disposition of the case. It states that the Court shall issue notice to the public prosecutor, if the case instituted on a police report, the accused, and the victim to participate in a meeting to reach at a satisfactory disposition of the case. However, the Court must ensure that the process be completed voluntarily and the accused may participate with his pleader, if he desires so.

Section 265D to Section 265I contain provisions concerning the report of mutually satisfactory disposition, disposal of the case, judgment of the Court, finality of the judgment, power of the Court in plea bargaining, and period of detention already undergone by the accused be set off against the sentence of imprisonment.

Landmark Cases in India

  • Murlidhar Meghraj Loya State of Maharashtra[6]

In the instant case, J. Krishna Iyer criticized the practice of Plea Bargaining. He observed that the Trial Magistrate is burdened with cases and hence, approves the secret dealings of Plea Bargaining. He further observed, “The businessman culprit, confronted by a sure prospect of the agony and ignominy of tenancy of a prison cell, ‘trades out‘ of the situation, the bargain being a plea of guilt, coupled with a promise of ‘no jail‘. These advance arrangements please everyone except the distant victim, the silent society…”

  • Kachhia Patel Shantilal Koderlal State of Gujarat and Anr.[7]

In this case as well, the Supreme Court criticized the concept of Plea Bargaining. The Court held that Plea Bargaining is an unconstitutional process as it encourages corruption and pollutes the concept of justice.

  • State of Uttar Pradesh Chandrika[8]

The Supreme Court held that it is a settled law that a criminal case cannot be disposed off merely on the basis of Plea Bargaining. It was further observed that it is the constitutional duty of the Court to consider the merits of the case and award appropriate sentence despite the confession of the guilt by the accused person.  Mere confession of the guilt by the accused person cannot be a reason for awarding lesser punishment.

However, there has been a shift in the judicial thinking with the passage of time.

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  • State of Gujarat Natwar Harchandji Thakor[9]

In the instant case, the Gujarat High Court favoured the process of Plea Bargaining and held that the object is to provide easy, cheap, and expeditious resolution of disputes including the trial in criminal cases and that it prevents the pendency and delay in disposal of the administration of justice.

  • Vijay Moses Das CBI[10]

In the instant case, a person was accused of supplying of sub-standardized material to ONGC at a wrong port and thereby, causing ONGC to suffer huge losses. CBI completed the investigation and started prosecution against the accused person under Section 420, 468, and 471 of the Indian Penal Code, 1860. The accused person took the course of Plea Bargaining. But the Trial Court rejected the application of Plea Bargaining on the ground that it was not accompanied by an affidavit as stipulated under Section 265B and no compensation was fixed. However, the Uttarakhand High Court directed the Trial Court to accept the application of Plea Bargaining.

  • Thippaswamy State of Karnataka[11]

In the instant case, the Supreme Court held that inducing an accused person to plead guilty under any assurance or promise is unconstitutional for being violative of Article 21 of the Indian Constitution. It further observed that in such cases, the Court must set aside the conviction and direct the case to the Trial Court to give accused person the right to defend himself and if found guilty, the Trial Court may award appropriate punishment to him.

Plea Bargaining in India and USA: Comparative Analysis

Though the concept of ‘Plea Bargaining’ as adopted into the Indian legal system has been borrowed from USA, it is still distinguishable from the operation of ‘Plea Bargaining’ in USA. Following are some of the major differences that exist between the concept of ‘Plea Bargaining’ as operative in India and USA:

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  1. Nature of Offence

In USA, there is no provision as to the prohibition on plea bargaining in certain offences. An accused person charged with any offence may take the course of Plea Bargaining. However, in India, there are exceptions as contained in Section 265A. Following categories of accused persons cannot take the course of Plea Bargaining in India:

  1. Accused person charged with an offence punishable with death
  2. Accused person charged with an offence punishable with life imprisonment
  3. Accused person charged with an offence punishable with imprisonment of more than seven years
  4. Accused person charged with an offence against women
  5. Accused person charged with an offence against a child below fourteen years of age
  6. Accused person charged with an offence that affects socio-economic conditions of the country
  7. Role of Victim in Proceedings

In Indian Law, the victim has an important role in the proceedings of Plea Bargaining. The victim has the power to refuse or veto if unable to reach a mutually satisfactory disposition. However, in USA, the victim does not have an active role to play in the proceedings of Plea Bargaining.

  1. Mechanisms available for enforceability

In USA, an application for Plea Bargaining is filed only after the negotiation process between the accused person and the prosecutor is complete. However, in India, the negotiation process with the accused person does not even start before the filing of the application of the Plea Bargaining to ensure that the application of Plea Bargaining is filed voluntarily by the accused. Therefore, there is less chance of the accused being coerced or secret dealings for filing an application for Plea Bargaining.

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  1. Discretion of the Judge

In USA, the judge does not exercise discretionary power while accepting an application for Plea Bargaining. However, in Indian legal system, the judge has discretionary powers to either reject or accept an application for Plea Bargaining filed by the accused person.

  1. Finality

Under the Indian legal system, if the Court thinks the punishment awarded in any case of Plea Bargaining is insufficient or is guarded by unfair circumstances, it may be set aside either by an SLP under Article 136 or a writ petition under Articles 226 and 227 of the Indian Constitution. However, in USA, it reaches its finality.

 

Conclusion

The conviction rate via Plea Bargaining in the USA is as high as nearly 90% whereas in India, it is not even close to 10% of the criminal cases. This disparity exists due to the differences that exist between the concept of Plea Bargaining as practiced in USA and India.

Though the conviction rate in India is way too low as compared to the conviction rate in USA, it is effective in ensuring that the application of Plea Bargaining has been filed voluntarily. Justice may be delayed but must not be denied. In India, an accused person does not take the course of Plea Bargaining to choose the lesser among the punishments but is a voluntary action. Hence, it is high probability that an innocent person will not be awarded punishment in India by way of Plea Bargaining.

However, speedy disposal of cases is the need of the hour. Hence, the legislature must go for reforms and provide adequate infrastructure to the judiciary to reduce the number of undertrial prisoners.

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[1] 363 US 807

[2] 340 US 914

[3] 367 US 421

[4] 434 US 357 (1978)

[5] 397 US 742 (1970)

[6] AIR 1976 SC 1929

[7] 1980 Cr LJ 553

[8] 2000 Cr LJ 384

[9] (2005) Cr LJ 2957

[10] Crl. (Misc.) Application No. 1037/2006

[11] (1983) 1 SCC 194

Categories
Intellectual Property Law

Compulsory Licensing in India

By: Rajat Nischal

Prominently known as World Intellectual Property Organization [WIPO] elucidates ‘Patent’ as an arranged right specifically for inventions. Lawfully, a patent is an exclusive right granted for an invention, which is a product or a process that provides, in general, a new way of doing something, or offers a new technical solution to a problem. To get a patent, technical information about the invention must be disclosed to the public in a patent application [1]. An individual who owns/possesses the ownership of the patent is hereinafter referred to as, patent owner/ patentee. Officially, the patent owner shall possess an exclusive and special right on his invention for a limited duration of 20 long years, moreover, the patentee also holds an extraordinary right of eliminating individuals/ groups from using his/her patented product without a formalized permission. Notwithstanding the aforesaid, under specific crucial circumstances and situations, a compulsory license to make use of a patented product may be given to a third party. This impression of “compulsory licensing in India” has been given in Chapter XVI of the Indian Patents Act, 1970 [2].

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OUTLINES OF COMPULSORY LICENSING AS PER PATENTS ACT

Transmogrifying the true concept of compulsory licenses to a very simple and layman’s language would make us understand that these licenses are authorizations provided to a foreign/ alien party by the hon’ble controller general in order to make the usage of a specific patented creation without the approval of the patent owner. The outlines of compulsory licensing are very known at both, international and national levels with the reference cited in TRIPS Agreement for former and Indian Patent Act, 1970[1] for the latter one. Nevertheless, the presence of several preconditions is truly enshrined under sections 84-92 of the Indian Patent Act, 1970 [2] which stands as crucial to be satisfied if a compulsory license is to be issued in favor of a third party.

As enshrined under Section 84 of the Indian Patent Act[3], any individual, notwithstanding to the factum of possession of the license of the concerned patent, can submit a humble appeal to the hon’ble controller general requesting for the permission of compulsory license on expiry of three years if, the following bullets are satisfied;

  • In the case where the lawfully protected invention fails to work in India
  • In the case where the rational requisites of the public have not been fulfilled
  • In the case where the invention is offered at an unfordable price.

Moreover, as enshrined under section 92 of the Indian Patent Act, 1970 [4]a suo moto cognizance may also be issued to the compulsory licenses by the will of the hon’ble controller general if there is either a “national emergency” or “extreme urgency” or in cases of “public non-commercial use”. The hon’ble controller may additionally take into account certain more aspects like of the nature of the patented invention and, The Controller takes into account some more aspects like the nature of the invention, the competence of the applicant to use the creation for public welfare and benefit nevertheless, the absolute discretion to grant the compulsory license falls with the hon’ble controller general. [5]

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ISSUANCE OF COMPULSORY LICENSE

First of its kind of compulsory license by a patent office in India was done on an appreciable date of 9th march of 2012 to Natco Pharma for the generic production of Bayer Corporation’s Nexavar (medication used for treating Kidney and Liver Cancer). Bayer Corporation’s Nexavar sold the medications for an exorbitant and superfluous price costing Rs. 2,80,000 for one month’s dosage. The Natco Pharma was assenting to sell the same dosage at a sum of Rs. 9,000 which is tremendously less than the former price of the medication (as offered by Bayer’s). With a major price drop, people belonging to lower-income groups became eligible to afford the drug created for the welfare of the people. Taking merit of the aforesaid, all the three bullets of section 84 of the Indian Patent Act, 1970 [6] are satisfied and henceforth, the pronouncement was produced for the profit of people.

In several other cases related to the issuance of compulsory licenses in the pharmaceutical industry, the Hon’ble controller general rejected the plea for numerous reasons. The supposed was done due to;

  • failing to prove prima facie case
  • failure to prove positive public use of the creation
  • not applying for a license of patent prior to applying for a compulsory license.[7]

It is a strong belief in the legal facet of patents that getting a creation registered under the law does not absolutely fall out adequate moreover, the judiciary must understand the appearance of the entire case, submissions by the patent holder, and the defense of the same.[8] In few case laws, the Indian courts have relined that the regulations and rules contrary to the anti-competitive practices in the Competition Act, 2002[9] and the obligatory rules of compulsory licensing in the Indian Patent Act, 1970 [10]are not in exclusion of each other; rather, on the flipped side of the coin, they are to be read together. The doubt over the choice of anti-competitive practices may perhaps also be thought out by the Hon’ble controller general. Nevertheless, in case the Competition Commission of India [CCI] treasures that the patent holder’s behaviour is anti-competitive and the said attains an utmost conclusiveness then, the Hon’ble controller will also move further to issue estoppel-the patentee would be estopped from contending to the contrary.[11]

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The rational legal approach in regard to the grant of compulsory license states, the regulations and obligatory rules exists for a sole purpose of people’s wellbeing and the said shall not be used for any other purpose which may directly or indirectly reduce the positive rights of the patentee. A lucid balance of rights/ regulations and, the execution of the same shall justly exist.

CONCLUSION

The laws referring the compulsory licensing should be exercised rationally, cautiously and wisely because it stands straight as an exception to the sober rule of patent. The regulations are not absolute in nature but rather are partially aligned were, neither complete patent protection is provided, nor it is denied wholly. Because of its application in the medical field, the pharmaceutical companies in order to protect their product from compulsory licensing are required to price their patented module in harmony to the financial status of the nation. And owing to the above stated fact, the concept of compulsory licensing as a law has indeed upshifted as an expectational hope for the financially challenged patients. Bearing in mind the financial conditions of India, compulsory licensing as an obligatory regulation is unquestionably a major necessity.

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But then again, the distress faces out when the warm ray of light is flashed towards the contest of the two flanks, the first where it has to obey the international norms of patent protection and the other in which all the arrangements are done in order to safeguard and protect the people of the nation.

[1] Ibid

[2] The Indian Patent Act, 1970, § 84-92, The Gazette of India, pt. II sec. 1 (19th September, 1970).

[3] The Indian Patent Act, 1970, § 84, The Gazette of India, pt. II sec. 1 (19th September, 1970).

[4] The Indian Patent Act, 1970, § 92, The Gazette of India, pt. II sec. 1 (19th September, 1970).

[5] https://www.wto.org/english/tratop_e/trips_e/public_health_faq_e.htm

[6] The Indian Patent Act, 1970, § 84, The Gazette of India, pt. II sec. 1 (19th September, 1970).

[7] http://www.khuranaandkhurana.com/2017/08/03/compulsory-licensing/

[8] Franz Xaver Huemer v. New Yash Engineers, AIR 1997 Delhi 79, 1996 (25) (India).

[9] The Competition Act, 2002, The Gazette of India, pt. II sec. 1 (31st March, 2003).

[10] The Indian Patent Act, 1970, The Gazette of India, pt. II sec. 1 (19th September, 1970).

[11] Koninklijke Philips Electronics N.V. v. Rajesh Bansal and Others, MANU/DE/2436/2018 (India).

[1] https://www.wipo.int/patents/en/

[2] The Indian Patent Act, 1970, The Gazette of India, pt. II sec. 1 (19th September, 1970).

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Blog

Civil Courts System In India and their Jurisdiction

By: Rajat Nischal 

OPERATIONS OF CIVIL COURTS IN INDIA

The Constitution of Republic of India in its very structuring puts down certain framework in respect to the Indian Judicial System. The administration of our country is sensed upon the federal system of governance making the dispersal of power between the Centre and the States. Even so, the Constitution of India establishes a single integrated judicial system encompassing courts to administer both Central and State commandments. The apex court of India located in the capital of the country, New Delhi is the supreme court i.e., the court of highest appeal. The second most authority after the apex body are the various High Courts at the state level which function for one or more number of states. furthermore, down the line after these major bodies, establishments of the district and subordinate courts also prevails at the lower tier levels in the territory of India. In order to extend the functioning of the Courts, there exist specialised tribunals to adjudicate sector specific claims such as labour, consumer, service matter disputes.

The civil court system of India is one of the most primogenital legal systems in the world history.  The respectful plays a significant element of the inheritance India proclaimed from the colonial rule in the regime of Britishers. The contemporary framework of the legal system in India is specifically pointed down in the Constitution of India where tremendous levels of the judiciary are elucidated in a hierarchical setup of establishments. These courts are majorly pointed above but will be elucidated in a pragmatic appearance below followed by a detail explanation of their functioning.

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THE APEX BODY

The apex judicial authority of the country i.e., the Supreme Court of India came into existence on the January 28th of 1950. It came into existence after substituting the two of them, the federal court system and the judicial committee of the privy council which were legitimately the supreme authority of the Indian court system at that time. The honourable Constitution structured in 1950 envisioned a little transformed civil court system. In the said specific, the highest court of appeal was the Supreme Court with a Chief Justice and 7 additional justices. nevertheless, the parliament of India assented the authority to increase the number of judges in the approaching years. In the contemporary situation, post the commencement of the Supreme Court (Number of Judges) Bill of 2019 into law, the judicial strength has been increased to 34 in number. The sanctioned strength of Supreme Court judges was increased days after the Chief Justice wrote to Prime Minister Narendra Modi to increase the number of judges in the top court.

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The aforesaid acts as an adjudicator and interpreter which can be elaborated with the help of different jurisdictions bestowed with the court. The roles of the apex legal authority as an adjudicator and interpreter can be clearly understood through the original and appellate jurisdictions.

As enshrined under the Article 131 of the Constitution of India [1], the Supreme Court is granted with the original jurisdiction. This power of jurisdiction is exercised to adjudicate the disputes between Union and one or more states and between two or more states. The respectful must involve some question of law or fact on which the existence or extent of legal rights can be adjudicated. For an illustration; River disputes between 2 or more states.

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As enshrined under the Article 32 of the Constitution of India [2], extends a wide-ranging original jurisdiction to the Supreme Court for the enforcement of fundamental rights of the citizens, through issuing directions, orders and writs. The latter is more commonly titled as, the ‘Writ Jurisdiction’. The appellate jurisdiction residing with the apex court of India can be prayed by an order approved by the high court. Appeals submitted to the honourable supreme court against the lower court of appeals can range from any judgement, decree or final order of the Court in both criminal and civil cases. Moreover, asper the Article 136 of the Constitution of India [3] the supreme court can even practice the wide appellate jurisdiction over all Courts and Tribunals. Underneath with its own sense of discretion, the Hon’ble Court may assent a special leave appeal to any decree, determination, judgment, order or sentence in any cause or matter passed or made by any Court within its own jurisdiction.

Alongside being an interpreter, as enshrined under Article 143 of the Constitution [4], the court of the highest appeal also acts as an advisor to the Hon’ble President of the Union of India. The official title for the said is “Presidential Reference” and is named as the ‘Advisory jurisdiction’ of the Court. With its proclamation, the supreme commander of the defence forces will have a choice to seek advice from the supreme court over a legitimate question of law or matter of public importance. Notwithstanding to the factum, it is in no needs and deeds absolutely binding over the highest legal authority to answer all of the questions. The reasons of rejection would be acknowledged if they stand in the fire line of political or socio-economic in nature.

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HIGH COURTS ACROSS THE STATES

The union of republic of India comprises of 24 major High Courts at the states and UT’s level, each and every high court encompasses jurisdiction over a specific UT, one single state, or more than a single state or UT. Subsequent to the supreme court, the high courts are also the courts of record which enshrines them the power to punish for the contempt made to them. The very first high court of republic of India was the Calcutta High Court.

The High Courts of Calcutta, Bombay and Madras possess an original jurisdiction over the civil and criminal cases arising across their territorial jurisdiction. The Hon’ble High Courts enjoy the treat of power to hear civil cases concerning property worth over Rs.20000. Petitions on elections are also entitled to be heard in the High Courts. They are empowered to issue writs [habeas corpus, mandamus, prohibition, quo warranto and certiorari for enforcement of fundamental and other rights] under the Article 226 of the Constitution of India [1] and the matters of these writs unlike of the supreme court can even go beyond the umbrella of just fundamental rights; making its scope of authority wider than that of the Hon’ble apex court of the country.

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If any individual finds the decision delivered by the respectful lower courts unsatisfactory, the concerned individual under the Appellate Jurisdiction of the High Court can make his submissions again with a proper procedure inscribed by law. An appeal can also be made from the subordinate court directly if the dispute involves a value higher than Rs. 5000/- or on a question of fact or law. They even possess a power of judicial review, the said provides the court of record to declare any law or ordinance null and void i.e., unconstitutional.

LOWER JUDICIAL BODIES

Underneath the functioning of high courts and the supreme court, in order to dispense justice at the very lower or district level, certain lower judicial bodies are incorporated. These lower judicial bodies are popularly known as the lower courts and comprise of; district and sub-ordinate courts. Each specific state is divided into some judicial districts whose authority is on the shoulders of the ‘District and Sessions Judge’. They are titled as District Judge in the civil related matter and in the criminal cases, the judges are termed as a Sessions Judge.

A District Judge is also known to be as a ‘Metropolitan Sessions Judge’ when the concerned holds a chair of a district court prevailing its jurisdiction in a metropolitan area. District judges may even dispense their authorities with Additional District judges, depending upon the judicial workload over the respectful court. Hon’ble District Judge is the highest judicial authority after the Hon’ble justice of a High Court. In some special cases, the presence of lower judicial authorities which are even lower than that of a District Court and the same are called as, Munsif’s Courts and Small Causes Courts. The aforesaid courts only have an original jurisdiction and can hear suits concerning only small amount matters therefore, they possess a very less pecuniary jurisdiction.

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An additional district or a district court in the civil and criminal matters of its own district empowers and practices jurisdiction on both the sides, be it original or appellate. In the civil cases, the pecuniary and the territorial jurisdiction of these courts are totally and absolutely regulated by the concerned state enactments. In the case if criminal matters, the exclusive jurisdiction comes from the CrPC[1].

The district court comprises an appellate jurisdiction over all the lower courts within its own jurisdiction. Few special specific matters of the civil or criminal cases cannot be submitted in a court whose jurisdiction is lower than that of a district i.e., District Court.  An individual if left unsatisfactory can approach the Hon’ble high court under the umbrella of the appellant jurisdiction.

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[1] Code Crim. Proc.

[1] India Const. art. 226.

[1] India Const. art. 131.

[2] India Const. art. 32.

[3] India Const. art. 136.

[4] India Const. art. 143.

Categories
Blog

Separation of Powers Between the Organs of the Government in India

“When the legislative and executive powers are united in the same person, or in the same body of magistrates, there can be no liberty, because apprehensions may arise, lest the same monarch or senate should enact tyrannical laws, and execute them in a tyrannical manner.” – Montesquieu

Introduction
The division of power is based on two methods, i.e., either territorial where the power is divided between the central government and different regional governments; or functional as the work of the government has become so extensive that in the interest of efficiency and effectiveness it is deemed necessary to entrust the work of the government to different and specialized organs. Government powers have traditionally been classified as legislative (law-making), executive (law-enforcement) and judiciary (interpretation of laws and adjudication). In modern political thinkers it was Bodin who first advocated the idea of separation of executive and judicial powers in the interest of better administration of justice. Locke also advocated the separation of powers and recognized the importance of judicial function to be just and impartial. However, ideas of these great thinkers were developed and formulated into a coherent theory by the French philosopher Montesquieu who gave the doctrine of tripartite division of governmental functions with mutual checks and balances. He was of the opinion that it is not the machinery of government or political institutions which make the people free. It is the spirit or the manner in which the government organs function that secure freedom or liberties of people. Montesquieu was deeply impressed by the individual freedom and liberty present in the English society and while analyzing the English Legal system he observed that the stability and liberties enjoyed was derived from their adherence to the principle of separation of powers. The doctrine of separation of power as laid down by Montesquieu was to safeguard individual liberty.

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Moreover, there is no liberty if the power of the judiciary is not separated from the legislature and executive. Had judiciary been joined with the legislative then the life and liberty of the individual would be subject to arbitrary control because the judge would then be the legislature; had it been clubbed with the executive then the judge might behave with violence and oppression. Montesquieu vehemently opposed the concentration of government powers, legislative, executive and judicial, in the hand of one person or in the same body of person which would be dangerous to individual liberty. There could be no protection of the individual freedom as the legislature, the prosecutor and the judge all would be same and hence there can be no check against abuse of executive authority, legislative tyranny or judicial misbehavior. He therefore, advocated that the three functions of the government should be entrusted to three different departments, each separately and independently performing its own distinct function.

 

Application of Doctrine of Separation of Powers under Indian Political System

In the Indian Constitution, which provide for parliamentary form of government strict separation of the Legislature and the Executive is not possible as the Cabinet consist of persons who are Members of Parliament. Under the Indian Political System there is no rigid separation of powers. The Indian Constitution had the privilege to see the working and taking advantage of other democratic constitutions with their operations.

Under Articles Articles 53(1) and 154(1), the Constitution of India has vested the executive power in the Union and the State with the President and the Governor. However, there is no explicit provision of vesting the legislature and judicial powers in a particular organ. In fact, the power to amend the Constitution is regarded as part of the constituent power conferred on Parliament.

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In Kesavananda Bharati v. Union of India the Supreme Court of India considered the question whether the Parliament’s power to amend the Constitution was unlimited so as to permit amendment or repeal of any provision of the Constitution. A Bench of 13 Judges declared that the power to “amend” does not include the power to abrogate the Constitution or to damage or destroy the basic structure of the Constitution. Some of the Judges mentioned a few basic features by way of illustration: Supremacy of the Constitution, Democratic Republican form of government, Secular character of the Constitution, separation of powers among the legislature, the executive and judiciary, the federal character of the Constitution, rule of law, equality of status and of opportunity.

Subsequently, power of judicial review has been declared as a basic feature of the Constitution in L. Chandra Kumar v. Union of India. The Supreme Court has since struck down quite a few amendments to the Constitution, made by Parliament as violative of the basic structure of the Constitution. Therefore, the Judiciary is independent in its field and there can be no interference either by the executive or the legislature. The judges of the Supreme Court are appointed by the President in consultation with the CJI and judges of the Supreme Court the Supreme Court has power to make Rules for efficient conduction of business. In fact, it is noteworthy that Article 50 of the Constitution puts an obligation over the state to separate the judiciary from the executive. However, since Article is a Directive Principle of State Policy (DPSP) it cannot be enforced in a court of law and has mere persuasive value.

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Similarly, there are certain provisions in the constitution which provides for powers, privileges and immunities to the Members of Parliament from judicial scrutiny into the proceedings of the house. Such provisions are thereby making legislature independent, in a way.

A landmark decision in this regard was the case of Keshav Singh, which was a special reference case, where he was committed to incarceration on the behest of contempt of the Uttar Pradesh State Legislative Assembly. A petition was filed and the Legislative Assembly took a serious view of the matter and passed a resolution that Keshav Singh, his Advocate who moved the High Court and the two Judges who entertained the petition and granted bail had committed contempt of the Assembly and all of them should be produced before it in custody. Subsequently when the matter reached the Supreme Court, where they clarified that once a court is satisfied about the existence and the extent of privilege and its breach it should decline to interfere with the privileges of the House. However, the two judges in this case were not guilty of contempt.

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The Constitution provides for the conferral of executive power on the President. The powers and functions of the President have been powers enumerated in the Constitution itself. The President and the Governor are immune of civil and criminal liabilities. Generally, the legislature is the repository of the legislative power but, under some specified circumstances the President is also empowered to exercise legislative functions. For instance, while issuing an ordinance, framing rules and regulations relating to Public service matters, formulating law while proclamation of emergency is in force. These were some instances of the executive head becoming the repository of legislative functioning. President performs judicial functions also while assenting to death sentences.

On the other hand, the parliament performs certain judicial functions as well. It can decide the question of breach of its privilege, and in case of impeaching the President; both the houses take active participation and decide the charges. Judiciary, in India, too can be seen exercising administrative functions when it supervises all the subordinate courts below. The power of judicial review exercised by the Judiciary also prevents legislative transgression in powers of different organs of the government. The National Judicial Appointment Commission (NJAC) judgement is one such case where the judiciary declared the law of the parliament to be void as it undermined Judicial Independence and Judicial Primacy in the appointment of judges.

Conclusion
In India, we follow the principle of separation of functions and not of powers. And hence, we do not abide by the principle rigidly. An example of it can be seen in the exercise of functions by the Cabinet ministers, who exercise both legislative and executive functions. Article 74(1) gives the Cabinet an upper hand over the executive by making their support and guidance mandatory for the formal head. The executive, thus, is derived from the legislature and is dependent on it, for its legitimacy.

This was the observation made by the Supreme Court in Ram Jawahar v. Punjab. Indian system is developed on the concept of ‘checks and balances’ and the same is consistent with the Montesquieu who had recognized that an absolute separation of powers would lead to state of repose and inaction. Therefore, none of the three organs can dispel the essential functions of the organs, which constitute a part of ‘basic structure’ doctrine. Some of these instances of checks and balances are legislative review of the functioning of the executive by deliberations and discussion in the Parliament; executive appointment of judges (President appoints them); The President can set aside a law passed by the legislative or any guidance provided by the Union Council of Ministers when the same is not in alignment with the Constitution of India. In case, the president assents to the law passed duly by the legislative, it can be repealed by the Supreme Court after a fair trial if it is against the Basic structure of the Constitution. Thereby, it would not be wrong to say that separation of powers in itself is not foundation of liberty. It is the system of checks and balances which allows individual liberty to exist. In fact, in words of Lord Acton: – ‘Power corrupts and absolute Power tends to corrupt absolutely. Conferment of power in a single body leads to absolutism. But, even after distinguishing the functions, when an authority wields public power, then providing absolute and sole discretion to the body in the matters regarding its sphere of influence may also cause abuse of such power. Therefore, the doctrine of separation of powers is a theoretical concept and is impracticable to follow it absolutely.’

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